Showing posts with label SEC. Show all posts
Showing posts with label SEC. Show all posts

Sunday, March 15, 2026

Reflection on a negotiation that was left midstream because they were going to have a deal with a giant in the industry....

Nation building via learning and being the best in business





While I was in Region 1 attending to the challenges of our sbus a phone call came through from a daughter telling me that our aborted nego in October 2025 was coming back.   We upped our offer from P2M to P5M, then to 555M.   Until they walked out on us.  Because they were being offered cash by a well known memorial (now known to have scammed their way in the stock exchange by bloating their inventories 5 fold).

So presumably they did not have deal because now the said company could be having cash flow difficulties (and shamed they are facing penalties and call outs from SEC) and now they presume we have a continuance?

How could there be?  We were left, nothing was in writing, and there was no face to face meeting.   Some etiquette is order.   Not because we are not an MV company....we will just be left and then come back for continuance....

And they are demanding terms out of the continuance.

My stand is that silence is golden...  Less talk.  

Thursday, July 3, 2025

Opportunities for non op lending company

Nation building via learning and being the best in business

When there were news that there were disenfranchised (for the secondary license) lending investor, I checked with the scion running the company if we were included.   The feedback was that it was non op for several years, and declared at SEC.

Now I told in the meeting last night that this lending investor can ride the fintech revolution   The payment apps, since are not authorized by BSP cant take advantage of the opportunity  to take in deposits or make advances with interest.

For the deposit taking side, .....

For the lending side we can have an app that takes in borrowers on line through the fintech and offer 24 hour approval loans, no visit, other than they are verifiable and of good standing  (even in the internet -  we will go to that later)

We can go into the details later.  We can start with our existing customers

Tuesday, November 12, 2013

The US Govt now has been transformed into a fine collector

Ateneo Professor on Entrepreneurship

                            

Repost from From Liberty Investor

The post mentions about hedge fund owner Steve Cohen about to pay huge fines for  insider trading and failed supervision of traders.  The article mentions new role for SEC and other public offices.  They are no longer watchdogs which should prosecute wrongdoings but have metamorphosed into fine collectors, rather than being a prosecutor, who send people to jail